Assistant manager / Manager - Global Market Front Office Regulatory Permanent Control

You are being hired as an Assistant Manager / Manager at BNP Paribas India Solutions, specifically in the GM Front Office OPC/RPC department located in Chennai. Your primary responsibility will be to establish, deploy, and manage the Governance & Control Frameworks related to Sanctions & Embargoes impacting Global Markets Front as required by regulations.

- Help enhance the front to back regulatory control framework by investigating regulatory incidents, writing incident reports, designing remediations, and ensuring follow-up on actions. - Prepare regulatory governance committees, including producing KPIs and drafting governance documentation, with initial focus areas on short selling, onboarding of new trading venues, and best execution. - Assess and document the APAC regulatory landscape for capital markets activities, challenge the effectiveness of GM control setup against regulatory risks, propose and implement improvements. - Maintain the GM control plan from a front to back perspective, perform mapping with Functions Global Control Plan, execute regulatory controls, report results, investigate breaches, and follow-up with stakeholders for closure. - Possess regulatory background knowledge, controls proficiency, data analysis skills, written presentation skills, analytical skills, and administrative skills to perform database administration tasks.

- Minimum 6 years of experience in a top-tier financial institution in a controls team and/or within the regulatory space. - Experience with Capital markets and demonstrated ability to analyze and solve problems independently while building quality relationships with stakeholders. - Proficiency in drafting and presenting PowerPoint presentations on a regular basis. - Master's Degree or equivalent education level with at least 5 years of experience in a relevant field. Additional Details: BNP Paribas India Solutions is a wholly owned subsidiary of BNP Paribas SA, a leading bank in the European Union with a global reach. The company's delivery centers in Bengaluru, Chennai, and Mumbai serve three business lines: Corporate and Institutional Banking, Investment Solutions, and Retail Banking. With a commitment to diversity and inclusion, BNP Paribas fosters an inclusive workplace where all employees are valued and respected. The company prohibits discrimination and harassment and promotes equal employment opportunities for everyone. BNP Paribas Group operates in 65 countries and focuses on commercial, personal banking, investment, protection services, and corporate & institutional banking, contributing to a sustainable future through its Corporate Social Responsibility approach.

You are being hired as an Assistant Manager / Manager at BNP Paribas India Solutions, specifically in the GM Front Office OPC/RPC department located in Chennai. Your primary responsibility will be to establish, deploy, and manage the Governance & Control Frameworks related to Sanctions & Embargoes impacting Global Markets Front as required by regulations.

- Help enhance the front to back regulatory control framework by investigating regulatory incidents, writing incident reports, designing remediations, and ensuring follow-up on actions. - Prepare regulatory governance committees, including producing KPIs and drafting governance documentation, with initial focus areas on short selling, onboarding of new trading venues, and best execution. - Assess and document the APAC regulatory landscape for capital markets activities, challenge the effectiveness of GM control setup against regulatory risks, propose and implement improvements. - Maintain the GM control plan from a front to back perspective, perform mapping with Functions Global Control Plan, execute regulatory controls, report results, investigate breaches, and follow-up with stakeholders for closure. - Possess regulatory background knowledge, controls proficiency, data analysis skills, written presentation skills, analytical skills, and administrative skills to perform database administration tasks.

- Minimum 6 years of experience in a top-tier financial institution in a controls team and/or within the regulatory space. - Experience with Capital markets and demonstrated ability to analyze and solve problems independently while building quality relationships with stakeholders. - Proficiency in drafting and presenting PowerPoint presentations on a regular basis. - Master's Degree or equivalent education level with at least 5 years of experience in a relevant field. Additional Details: BNP Paribas India Solutions is a wholly owned subsidiary of BNP Paribas SA, a leading bank in the European Union with a global reach. The company's delivery centers in Bengaluru, Chennai, and Mumbai serve three business lines: Corporate and Institutional Banking, Investment Solutions, and Retail Banking. With a commitment to diver