01Responsibilities
- Execute efficiently the identification of controls relevant to specific statutes, laws and regulations (legal obligations).
- Participate actively in associated quality reviews and ongoing data hygiene activities.
- Support effectively the preparation, interpretation and review of Compliance Risk Assessments.
- Keep continuously the control tagging evergreen as the underlying control framework and population of associated legal obligations evolve.
- Perform ongoing analysis of program related data (e.g., KRI/KPI) and develop ad-hoc reports as requested to support business-related programs and strategies
- Represent capably Client Onboarding and Documentation in working groups and other meetings for specific Compliance Risk Framework requirements.
Required qualifications, capabilities and skills:
- Relevant experience / knowledge of financial services and financial regulations.
- Professional, self motivated and able to work in a quick paced, .
