Compliance Associate

Monitor SEBI, RAASB & AMFI regulations, circulars and compliance requirements. Manage periodic regulatory reports/submissions, filings and compliance calendars. Handle and coordinate online/offline queries, notices and information requests from SEBI and other regulators, ensuring timely responses. Track and maintain regulatory deadlines and ensure timely completion of all compliances. Review client documents, disclosures, reports, website/social media and promotional content. Assist with regulatory research and implementation of new requirements. Support SEBI, RAASB, AMFI and internal/external audits and closure of observations. Maintain AMFI/ARN and EUIN-related records and proper compliance documentation. What Were Looking For: Graduate/Postgraduate in Commerce, Finance, Management, Law or a related field. 13 years of compliance experience, preferably in PMS/Wealth Management/RA/MFD/Brokerage. Good understanding of SEBI regulations with strong attention to detail. Good MS Excel, Word and documentation skills. Strong communication skills with good command of English, both written and verbal. Ability to manage regulatory timelines, multiple tasks and follow-ups effectively. Location: Surat, Gujarat .