01Overview
About the Role
We are looking for a detail-oriented Compliance Auditor to join our team in Pune. The ideal candidate will have experience in audit, compliance, or CA Articleship and possess a good understanding of Loan/Lending operations, KYC, and regulatory compliance.
Key Responsibilities
Conduct compliance audits of Loan Service Provider (LSP) processes.
Review loan files and customer documentation for completeness and compliance.
Verify KYC documents and ensure adherence to KYC/AML guidelines.
Audit lending operations for policy and regulatory compliance.
Identify compliance risks and process gaps.
Prepare audit reports and track closure of observations.
Maintain audit records and coordinate with stakeholders.
Stay updated on regulatory changes.
Eligibility Criteria
Bachelor's degree in Commerce, Finance, Accounting, Business Administration, or related field.
6 months to 2 years of experience in Audit, Compliance, Internal Audit, Articleship, or Lending Operations.
CA Articleship candidates are encouraged to apply.
Exposure to Banking, NBFC, FinTech, Loan Processing, or KYC preferred.
Compensation: 14,262.07 - 27,000.00 per month
Perks:
- Cell phone reimbursement
- Commuter assistance
- Flexible schedule
- Paid time off
- Provident Fund
Work Location: In person .
