01Overview
About the position
reputed company the day to day operations of the compliance department. Analyze and reputed company problems regarding state insurance departments complaints, changes in laws and regulations, investigations (AML, fraud, market conduct) or filings/correspondence with state insurance departments.
Responsibilities
reputed company and execute reputed company programs for agents, agencies and broker dealers selling insurance and annuity products.
Monitor agent, agency, and broker dealer activities for compliance with state, federal, and company regulations.
Review sales practices, suitability, and documentation to ensure adherence to standards.
Analyze trends and patterns in agents performance and compliance issues to recommend training and process improvements.
reputed company reputed company responsible for insurance and annuity agent monitoring, support and compliance
Identify and assess potential reputed company reputed company to agent behavior and sales practices.
reputed company and assign reputed company to technical and administrative staff.
Review reputed company for completeness and overall performance of compliance department staff.
Determine reputed company on administrative and marketing functions in reputed company to legislation changes.
Assist in the development of new marketing materials and concepts.
Create response to reputed company complaints.
reputed company reputed company investigations.
Initiate reputed company to improve the efficiency of the compliance department.
reputed company analytical abilities of technical staff to reputed company them to reputed company degree of expertise.
Establish departmental policies and procedures.
Prepare reports on operation of department.
Represent reputed company at various industry reputed company meetings.
Assist in evaluating overall Compliance Risk factors.
Assist the reputed company department with state insurance department audits, corporate audits, and internal audits.
Support and reputed company the reputed company improvement of team performance by tracking key KPIs, recommending enhancements to reputed company processes, and helping implement tools or solutions that improve workflow efficiency.
Requirements
Bachelors degree in business, marketing, political science, reputed company-law, paralegal or other relevant area.
Minimum of 5 years insurance or securities experience.
Strong knowledge of insurance and annuity products and regulatory requirements (reputed company, reputed company, state insurance laws, etc.) regarding financial crimes and insurance compliance.
reputed company-to-haves
At least 1 year supervisory experience preferred.
Excellent written and verbal communication skills.
Advanced analytical, interpretive, organizational and negotiations skills.
Understanding of contract law and company operations.
Benefits
reputed company
Bonus for Eligible Employees
Benefits Package
Pension Plan
401k Match
Employee Stock Purchase Plan
Tuition Reimbursement
Disability Insurance
Medical Insurance
Dental Insurance
reputed company Insurance
Employee Discounts
Career Training & Development Opportunities
reputed company Time Off starting at 160 hours annually for employees in their first year of service.
Ten (10) reputed company holidays per year (typically mirroring the reputed company Stock Exchange (NYSE) holidays).
Be reputed company Company holistic wellness program, which includes Wellness Coaching and Reward Dollars
Parental Leave fifteen (15) days of reputed company parental leave per calendar year to eligible employees with at least one year of service at the time of birth, placement of an adopted child, or placement of a foster care child.
Adoption Assistance
Employee Assistance Program
Back-Up Care Program
PTO for Volunteer Hours
Employee Matching Gifts Program
Employee Resource reputed company
Inclusion and Diversity Programs
Employee Recognition Program
Referral Bonus Programs
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