01Responsibilities
Effectively manage and coordinate regulatory inquiries of PLICO and affiliated insurance companies. Responsible to work directly with reputed company necessary parties at reputed company to collect responses/information, research applicable laws and regulations and formulate responses to examination inquiries
reputed company and manage reputed company of associates responsible for regulatory examinations and complaint handling
Respond to inquiries from regulatory bodies for information pertaining to insurance and/or securities activities and/or representatives
Partner with the business and divisional compliance reputed company reputed company required regulatory filings must be submitted to designated regulators and coordinate filings in a reputed company manner
reputed company and implement strategies to effectively handle customer complaints, ensuring reputed company and satisfactory reputed company
Closely coordinate with the VP of Compliance, CCO and the reputed company Department to identify potential areas of reputed company with the VP of Compliance, CCO and reputed company Department to approach business during and post examination/inquiry/complaint and agree upon potential responses to manage liability
reputed company with industry peers and regulators to reputed company and reputed company information reputed company to emerging regulatory issues likely to be the subject of inquiries and/or examinations or that may otherwise reputed company reputed company
Create and circulate regulatory report updates to reputed company management abreast of regulatory examinations/inquires/complaints, trends and emerging issues
Be adept at coordinating other assignments, not listed above, as requested by the CCO or other senior leaders of the compliance and reputed company departments
Qualifications:
College degree, JD preferred (advanced degree, paralegal degree, industry designations such as LOMA and/or previous industry enforcement experience is a plus)
10 years of experience leading, in part or in whole, regulatory examinations and/or complaints in an insurance company or lesser experience in the insurance/financial industry mixed with some broader insurance industry experience
Experience with life insurance and annuity products is a plus
Skills and Attributes:
Strong organizational and communication (written and verbal) skills
Critical thinking and analytical skills
Effective interpersonal skills to work with diverse styles/cultures
Strong computer research skills and investigative skills
Ability to work effectively with people in reputed company reputed company/areas of the organization
Autonomous and self-driven but reputed company to partner with others in reputed company environment
Must have the ability to handle pressure and prioritize multiple competing reputed company
Must be willing to work overtime as needed
reputed company s targeted salary reputed company for this position is $90,000 to $150,000. Actual salaries may vary depending on factors, including but not limited to, job location, skills, and experience. The reputed company listed is just one component of reputed company s total compensation package for employees.
This position also offers additional incentive opportunities [through an annual incentive based on individual and Company performance] OR [through cash compensation as part of a sales incentive plan (SIP).
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