Field Risk Support Analyst, Analyst

Position Summary: This position provides support for various supervisory processes across Client Segments. This includes but is not limited to functions aligned to Central Review Unit, Business Control Unit, Risk Officer support activities, and preparation and reporting for various Governance forums. This team is actively growing and taking on more responsibilities, so we are looking for an individual who can handle change and growth in a fast-paced environment. Responsibilities Include: Collaborate with State side teams to understand and address exceptions generated from systems Review data quality issues/violations of firm s compliance policies Collaborate with the teams locally and state side to identify opportunities to automate/optimize processes across the team Reporting of daily activities conducted within the team Participate in meetings with local and US supervisory teams as needed Providing coverage to US Risk teams Perform business analysis to challenge and deliver enhanced and streamlined process and technology solutions for key business stakeholders. Develop and visualize business processes using flowcharts, diagrams, and other tools to identify areas for improvement Understand up-stream and down-stream of systems, and propose technical improvements Communicate findings and recommendations to leadership, and ensuring successful implementation of systems or processes Manage efforts to incorporate new technology capabilities Analyze suite of controls that cover various areas of risk Knowledge, Skills, and Abilities : Detail orientated, strong organizational skills, analytical and problem-solving skills Ability to demonstrate strong project management skills Ability to lead conversations across multiple stakeholder groups; freely developing networks, building consensus, and prioritizing deliverables clearly and effectively to manage a multi-faceted roadmap Proficiency in data analysis tools (Excel), business process modeling tools, and project management software will be an added advantage Knowledge of Securities Exchange Commission (SEC), FINRA and Investment Compliance Policies is an added advantage Understanding of financial products, trading rules and regulatory landscape Strong interest in deepening business knowledge of financial industry and wealth management Excellent written and verbal communication skills Ability to simplify and communicate complex subject matter. Ability to work in a fast-paced environment, managing expectations and deadlines across various projects. Ability to organize, prioritize work and meet strict SLAs. Experience: 1 3 years of industry experience Experience of business analyst is preferable Risk or compliance experience a plus Education: Bachelor s/MBA degree or equivalent work experience Disclaimer: This job posting has been aggregated from external source. Role details, content, and availability are subject to change. Applicants are advised to confirm the latest information directly on the company website before applying. .