01Overview
Job Description:
Role: Sr Audit Executive Business Process
Location: BKC (Mumbai)
CTC: As per company norms
JD:
Conduct end-to-end audits of Retail Liabilities (CASA) processes including account opening, KYC/AML compliance, and transaction monitoring
Perform control testing, risk assessments, and process reviews to identify gaps and strengthen internal controls
Ensure adherence to RBI regulations, internal policies, and audit frameworks
Review branch operations, customer onboarding, documentation quality, and exception handling
Evaluate effectiveness of internal controls and recommend process improvements
Prepare detailed audit reports with actionable recommendations and track closure of audit observations
Monitor and validate implementation of audit findings and corrective actions
Collaborate with branch/business teams and stakeholders to drive compliance and governance
Support regulatory audits and internal/external audit requirements
Analyze trends, recurring issues, and risk areas to enhance audit quality and coverage. .
