01Overview
Internal Audit Financial Services role based in Gurgaon/Gurugram, aligned with openings commonly seen at Big 4 firms and consulting organizations.
Internal Audit Financial Services (Domestic Market) only
Location: Gurgaon (5 days office)
Experience: 2-8 Years
Industry: Banking / NBFC / FinTech / Insurance / Capital Markets
Job Responsibilities
Execute risk-based internal audits for Financial Services clients.
Perform process reviews and evaluate internal controls across business functions.
Conduct Risk & Control Matrix (RCM) walkthroughs and testing.
Identify control gaps and recommend practical remediation measures.
Assess compliance with RBI, SEBI, IRDAI, FEMA, AML/KYC, and other applicable regulations.
Prepare audit workpapers, observations, and audit reports.
Participate in audit planning, fieldwork, reporting, and follow-up activities.
Review operational, financial, and regulatory processes to improve governance.
Interact with client stakeholders to discuss audit findings and closure plans.
Support SOX/IFC testing, process documentation, and risk assessments where required.
Required Skills
Strong understanding of Internal Audit methodology.
Experience in Banking, NBFC, Insurance, FinTech, Asset Management, or Capital Markets.
Knowledge of risk management and internal controls.
Experience with RCMs, SOPs, process mapping, and audit documentation.
Familiarity with RBI/SEBI/AML/KYC regulations.
Excellent analytical, communication, and stakeholder management skills.
Good working knowledge of Excel, PowerPoint, and audit tools.
Preferred Qualifications
CA / CA Inter / MBA (Finance) / B.Com / M.Com.
CIA, CISA, FRM, or other relevant certifications are an added advantage .
