01Overview
Job Responsibilities
Service Model management - Manage existing policies for executing RIA, NDPMS, Distribution businesses.
Carry out service model reviews/ updates basis any regulatory/internal policy changes.
Work with internal stakeholders compliance, operations, client servicing, regional teams on process reviews and audits.
Drive remediation of audit, compliance and regulatory findings, and take to closure with relevant stakeholders.
Work on company's global policies from an India implementation perspective.
Monitor regulatory development and assess impact on existing processes.
Provide training and awareness sessions to RMs / IAs / Product teams on risk and governance requirements. .
