01Overview
Job Reference #294808BRJob TypeFull TimeYour roleThe KYC Operations team leader will assist the client-facing teams to ensure all client KYC records are compliant with regulatory standards and will ensure high quality and timely completion of all client-level due diligence. Collection and Verification of confidential client data via publicly available and internal sources. Understand the firms KYC requirements when completing documentation inclusive of Customer Identification Program (CIP), Simplified Due Diligence (SDD), Basic Due Diligence (BDD), Enhanced Due Diligence (EDD). Take independent decisions consistent with client identification policy. Compare and contrast differences within KYC records, highlight and escalate any discrepancies. Demonstrate Subject matter expertise in all/any Risk cases with exposure to Global CSSs for higher exposure. Aim to be the Go-to person in team.Your teamYoull be working in the KYC RHOB team in Pune.Client Lifecycle Services provides a shared service across Investment Banking Operations globally covering KYC reviews, offboarding and maintenance. The Periodic KYC Review process consist of executing client periodic reviews including interactions with business, clients and financial crime. The PKR (Periodic KYC Review) process assesses KYC/AML checks including risk rating, monitoring of negative news, background checks, sanctions and PEPs, throughout the clients lifecycle at UBS.Your expertise Total 5 8 years of experience with minimum 5 years of relevant KYC experience along with proven team management skills. Strong general AML-KYC regulatory knowledge. Ability to work on multiple deadlines while maintaining 100% accuracy with attention to detail. Outstanding research & analytical problem-solving skills & excellent communication skills. Prior experience on screening tools such as RDC, world check etc. preferable. Proficient in understanding ownership and control structure for companies, funds, trusts, SPV, foundations & partnerships. Demonstrated high standards in processing end to end KYC within investment banking industry.About UsUBS is the worlds largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.We have a presence in all major financial centers in more than 50 countries.Join usAt UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that its our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together were more than ourselves. Ready to be part of #teamUBS and make an impact Disclaimer / Policy StatementsUBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce. .
