01Overview
Role & responsibilities
- Conduct branch, product and process audits as per the approved risk-based audit plan.
- Evaluate internal controls, operational processes, regulatory compliance and adherence to SOPs.
- Prepare audit reports, highlight risks, and recommend corrective actions and process improvements.
- Track closure of audit observations and follow up with stakeholders on agreed action plans.
- Prepare audit MIS, dashboards and management reports on audit findings and key risk indicators.
- Prepare Branch Risk assessment.
- Support regulatory inspections, quality reviews and special audit assignments.
- Identify emerging risks and provide recommendations to strengthen controls and mitigate risk.
- Ensure audits are completed within timelines and in line with departmental standards.
Preferred candidate profile
Experience Required (In Years):
2-3+ Years of relevant experience , NBFCs preferred.
Qualification Required:
Post Graduation (Any), (CA) would be preferred .
