01Overview
Job Details
Job Title: ops-cs / KYC
Country: IN
City: Mumbai
Skill Category: Operations
Role & Responsibilities
Responsible for performing Client onboarding / Client Review functions
Evaluating and Approving new customer account documentations and supporting information in order to determine whether they satisfy the client on-boarding identification requirements as per Nomura policies and procedures
Conduct the background screening on the Client name & other officials names using tools such as World Check / DJX / Factiva.
Interact with the front office/client integration to ensure that proper account documentation is obtained from the customer prior to approving client on boarding
Interface with and provide support to Client on-boarding, FCT and Compliance teams
Reviews and Approvals of Static Data Amendments for existing customer accounts
Conduct reviews of existing clients for status, data veracity and amendments, status, country of incorporation and assign appropriate risk classification
Qualifications
Corporate Title: Analyst
Functional Title: SA / AM
Experience: 2-6 years
Qualification: Graduate/MBA
Domain
Strong understanding of AML and Client Onboarding regulations for India/AEJ
Desired
Attention to detail and commitment to quality. Strong writing and verbal communication skills.
Strong time management skills and ability to multi-task. Outstanding analytical and problem solving skills.
Strong desire to learn each task and ensure completion in a timely manner
Technical
Bachelor s degree and expertise in CDD/AML
Ability to think strategically, along with the business and compliance. Ability to work independently and perform complex AML surveillance reviews and investigations analysis.
Experience in working with virtual teams is a plus.
Disclaimer: This job posting has been aggregated from external source. Role details, content, and availability are subject to change. Applicants are advised to confirm the latest information directly on the company website before applying. .
