Principal Officer- Asset Management

Job Description: About Equirus About Equirus Wealth Equirus is a leading midmarket investment bank with strong practices around M&A, PE, Capital Markets, Institutional Equities, Wealth Management, Insurance Broking, and Portfolio Management Services. For more details you can visit us at www.equirus.com Equirus Wealth is a holistic Wealth Management platform founded in 2018 by a passionate group of seasoned professionals. It was formed with the objective of providing Client Centric, Comprehensive, and Transparent Wealth Management services for Individuals, Families, and Corporates. We specialize in Wealth Management, Mutual Funds, Primary and Secondary Debt, Real Estate, Market Linked Debentures, Alternate Investment Funds, Tax Advisory, Estate Planning, Offshore Products, Unlisted Securities, Portfolio Management Services, Investment Advisory. For more details you can visit us at https://www.equiruswealth.com/ Position / RoleTitle Principal Officer Job description Responsibilities Oversee daily dealing activities and ensure compliance with all regulatory requirements. Serve as the principal liaison with regulatory bodies such as SEBI, IFSCA, RBI, and others. Monitor trading activity and implement robust internal controls. Drive implementation of policies, risk management systems, and operational processes in line with best practices. Support basic research into market trends, financial products, and business developments. Collaborate with internal departments including compliance, risk, and operations. Stay abreast of regulatory changes and assess their implications for the business. Play an active role in strategic initiatives, product launches, and technology adoption. Location Gift City (Only candidates willing to relocate or work from this location will be considered) Duties: Role Requirement Minimum Experience: 5 years of relevant experience in securities market activities 5+ years of dealing-side experience, with strong understanding of trading platforms and risk controls. Familiarity with capital market operations, settlement systems, and compliance processes. CA / CS/ CMA with active membership of ICAI/ ICSI / ICMAI OR Post-graduate degree or post-graduate diploma (minimum one year) in: Finance, Law, Accountancy, Business Management, Commerce, Economics, Capital Market, Banking, Insurance, or Actuarial Science From a recognized Indian or foreign university, institution, or association OR Chartered Financial Analyst (CFA) or Financial Risk Manager (FRM) certification from GARP About the Job: Salary: Negotiable Company: Equirus Role : Principal Officer- Asset Management Category: Asset Management Location: Ahmedabad - Gift City, India, Asia Employment Type: Full time