01Responsibilities
Ensure NBFC is adhering to all regulations prescribed by RBI for NBFCsEnsure compliance with other applicable regulations on anti-money laundering, IRDA, PMLA etcTrack compliance under RBI and IRDA laws in close co-ordination with other departments such as HR, Finance, Operations, risk etcWork closely with other departments for having policy framework for all major activities of the NBFC as required under the law and review the policies at relevant intervalsManage website disclosures as required under Companies Act, SEBI LODR and other applicable lawsCoordinating with RBI officials during RBI InspectionInterpretation of RBI circulars and dissemination and implementation of the same on an organisation level.Tracking and closure of Customer Services complaints received via RBI or customer support teamAdvisory in Compliance related matter/ RBI circular interpretationPerforming Compliance testing on regular basis .
