01Overview
Candidates are required to understand Securities and Investment Banking profile,
Experience in Securities Operations, KYC, Client Account opening, maintenance ( Name change, Address change, PII Info) anything within securities industry or in Investment Banking will be an added advantage.
Maintain accurate record & documentation (accepts/rejects) of client onboarding activities or/and new/existing brokerage accounts.
Verify client information and documentation during the onboarding process
Act as primary point of contact for operational delivery, escalations, and stakeholder coordination.
Provide support to team and contribute to the process improvement initiatives
Work closely with the internal stakeholders to facilitate seamless execution of business.
Any prior experience of efficiency in line with Automation or any other tools.
Ensure adherence to service level agreements (SLAs), regulatory requirements, and internal quality standards.
Well versed with creating process documentation.
Have knowledge about KRI/KPI, metrics related to the process.
Valuable problem solving and analytical skills and numerical skills.
Required Qualifications
Desired experience 4-6 plus years of experience.
Desired Qualifications.
Experience in Account opening and Account maintenance, Account services.
Knowledge on Wealth Management & advisory services.
Key Skills & Competencies.
Securities operations and service delivery
Risk management and operational controls
Client and stakeholder management ,Client facing ,advisor/client experience.
Added advantage if - Tachyon, Alteryx, Co-pilot, Xceptor, OCR etc.,
