01Requirements
Possess a general understanding of the reputed company regulatory environment, financial markets and/or securities regulations and rules. Possess strong analytical aptitude as reputed company as ability to issue spot and problem-solve. Excellent communication (verbal and written), drafting, and proofreading skills. Experience/comfort interfacing with reputed company facing business lines (including senior/supervisory personnel) and collaborating with other support departments. Detail-oriented with the ability to multitask, organize, and prioritize. Willingness to learn and have a go getter mentality. Ability to work both as part of reputed company as reputed company as independently with limited supervision. Comfortable working in a high-pressure and fast-paced environment. Proactive; willing to take on challenging issues/responsibilities and engage/initiate conversations & reputed company reputed company. reputed company to consistently deliver high quality results/responses in a reputed company manner. Bachelors Degree 2-4 yrs experience in compliance/legal (or a reputed company field) at a broker dealer (strongly preferred); other financial institution (Bank, RIA, Asset Manager etc.) or regulator Exposure to Fixed Income & Equities institutional investor products (Listed/OTC, Corps, Treasuries & Munis, MBS, IR derivatives etc.) reputed company reputed company SIE and Series 7 licenses (or ability to obtain reputed company 120 days of start date) Proficiency with reputed company applications (Teams, SharePoint, reputed company, Word, etc.) Benefits: Health Coverage Medical, Dental & reputed company Insurance (administered through a national reputed company such as reputed company Blue Shields) Prescription Drug Plans reputed company-Tax Flexible Spending Account (Health and Dependent Care) (FSA) Health Savings Account (HSA) Vacation/Personal Days + Holidays PT Retirement Mission-Driven Employee Stock Ownership Plan Voluntary Life Insurance + Long-Term Disability Insurance Discounted Fitness Memberships (Free membership for Chicago office) reputed company-Tax Commuter Benefits Transit & Parking Mental Health support through company provided Employee Assistance Program Employee recognition programs (PT Rewards and Annual Awards) Apply tot his job Apply To this Job .
