01Requirements
Possess a general understanding of the current regulatory environment, financial markets and/or securities regulations and rules.
Possess strong analytical aptitude as well as ability to issue spot and problem-solve.
Excellent communication (verbal and written), drafting, and proofreading skills.
Experience/comfort interfacing with client facing business lines (including senior/supervisory personnel) and collaborating with other support departments.
Detail-oriented with the ability to multitask, organize, and prioritize.
Willingness to learn and have a go getter mentality.
Ability to work both as part of a team as well as independently with limited supervision.
Comfortable working in a high-pressure and fast-paced environment.
Proactive; willing to take on challenging issues/responsibilities and engage/initiate conversations & share ideas.
Able to consistently deliver high quality results/responses in a timely manner.
Bachelors Degree
2-4 yrs experience in compliance/legal (or a related field) at a broker dealer (strongly preferred); other financial institution (Bank, RIA, Asset Manager etc.) or regulator
Exposure to Fixed Income & Equities institutional investor products (Listed/OTC, Corps, Treasuries & Munis, MBS, IR derivatives etc.)
Active FINRA SIE and Series 7 licenses (or ability to obtain within 120 days of start date)
Proficiency with Microsoft applications (Teams, SharePoint, Excel, Word, etc.)
Benefits:
Health Coverage
Medical, Dental & Vision Insurance (administered through a national carrier such as Blue Cross Blue Shields)
Prescription Drug Plans
Pre-Tax Flexible Spending Account (Health and Dependent Care) (FSA)
Health Savings Account (HSA)
Vacation/Personal Days + Holidays
PT Retirement Mission-Driven Employee Stock Ownership Plan
Voluntary Life Insurance + Long-Term Disability Insurance
Discounted Fitness Memberships (Free membership for Chicago office)
Pre-Tax Commuter Benefits Transit & Parking
Mental Health support through company provided Employee Assistance Program
Employee recognition programs (PT Rewards and Annual Awards)
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Company : Gresham Partners, LLC
Salary : Work from home .
