Job Requirements About the Role The Senior Compliance Manager - FEMA Trade is responsible for overseeing all compliance-related activities within the Retail Banking business Based in Mumbai this role ensures adherence to legal and regulatory requirements develops and monitors control systems and supports the organization in maintaining a robust compliance framework Key Responsibilities Primary Responsibilities Oversee all business operations relating to compliance including policies investments and procedures Design and monitor control systems to address violations of legal rules and internal policies Regularly assess the efficiency of control systems and recommend effective improvements Review and evaluate bank procedures and reports to identify hidden risks or common issues Perform periodic audits on company procedures and processes maintain and organize compliance records Draft compliance checklists manuals and other regulatory documentation Coordinate with department leads to review all departmental compliance policies Liaise with senior management to ensure proper implementation of compliance policies Act as a confidential point of contact for employees to seek clarification on compliance issues or report irregularities Initiate investigations when potential non-compliance occurs within the bank Facilitate employee training sessions on legal and compliance issues Supervise compliance officers and team share best practices Secondary Responsibilities Leverage in-house synergies through collaboration with internal stakeholders Keep abreast of regulatory developments within or outside the bank and evolving best practices in compliance control Create an workplace that promotes collaborative learning and collective ownership of responsibilities What We Are Looking For Education Relevant academic qualifications in law finance or business administration Post Graduation in business management is preferred Experience 8 years of proven experience in compliance management preferably within the banking or financial services sector Experience in managing teams and leading compliance initiatives Skills and Attributes Strong understanding of FEMA and trade regulations Excellent analytical and problem-solving skills Effective communication and interpersonal abilities Ability to lead and manage a team Attention to detail and organizational skills .
